Our trial attorneys protect the rights of diverse clients in a wide range of matters
Investment Disputes
We understand the law governing securities and investments, and have experience in federal and state laws protecting investors and regulating stockbrokers (registered representative), investment advisers, and securities broker-dealers.
We help investors recover the money they have lost due to:
- Investment adviser misconduct
- Failures to advise of risks
- Securities fraud, misrepresentation, and churning
- Selling away, which means selling investments not approved by the brokerage firm
- Stockbroker fraud and misconduct
- Investment disclosure failures
- Failures to diversify investments
- Overly risky investments
- Overly speculative investments
- Illegal sales of unregistered securities
- Failure to train stockbrokers or investment advisers
- Failure to supervise or negligent supervision of a stockbroker or investment adviser
- Compliance monitoring failures
- Ponzi schemes
- Hedge fund fraud
- Insider trading
- Theft of client funds
- Unsuitable investments based on the investor’s age, risk tolerance or other factors
Our attorneys also represent stockbrokers, financial advisers, and other investment professionals who are accused of fraud and misrepresentation. We are also well prepared to defend investment professionals and their employers in civil proceedings.
CONTACT A SKILLED ARIZONA LITIGATION ATTORNEY
For more information or to schedule a consultation, call 602.595.7800
or fill out our contact form below:
By submitting a request concerning any matter, you agree that your submission does not create any attorney-client relationship between you and Richards & Moskowitz PLC or its attorneys, nor does it create any obligations on our part to respond to your submission. You further agree that enforcement of your legal rights may require actions within a specified time period that this firm may not be able to fulfill. Because we do not guarantee you a response, or a response by any particular time, we advise you to contact other attorneys if your matter requires any sort of short-term attention.