Our trial attorneys protect the rights of diverse clients in a wide range of matters

ARIZONA CIVIL TRIAL LAWYERS | 602.595.7800

Investment Disputes


We understand the law governing securities and investments, and have experience in federal and state laws protecting investors and regulating stockbrokers (registered representative), investment advisers, and securities broker-dealers. 

We help investors recover the money they have lost due to:

  • Investment adviser misconduct
  • Failures to advise of risks
  • Securities fraud, misrepresentation, and churning
  • Selling away, which means selling investments not approved by the brokerage firm
  • Stockbroker fraud and misconduct
  • Investment disclosure failures
  • Failures to diversify investments
  • Overly risky investments
  • Overly speculative investments
  • Illegal sales of unregistered securities
  • Failure to train stockbrokers or investment advisers
  • Failure to supervise or negligent supervision of a stockbroker or investment adviser
  • Compliance monitoring failures
  • Ponzi schemes
  • Hedge fund fraud
  • Insider trading
  • Theft of client funds
  • Unsuitable investments based on the investor’s age, risk tolerance or other factors

Our attorneys also represent stockbrokers, financial advisers, and other investment professionals who are accused of fraud and misrepresentation. We are also well prepared to defend investment professionals and their employers in civil proceedings.

CONTACT A SKILLED ARIZONA LITIGATION ATTORNEY

For more information or to schedule a consultation, call 602.595.7800
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